Institutional investment managers that file Form 13F (each, an “Institutional Manager”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), will be required to file their first ...
The Securities and Exchange Commission has introduced changes to its proxy voting reporting requirements for buy-side firms. These reforms are intended to make it easier for investors to evaluate and ...
The Securities and Exchange Commission (SEC) is proposing to amend Form N-PX under the Investment Company Act of 1940 to enhance the information mutual funds and exchange-traded funds currently report ...
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