-Additionally, the organizational chart must identify (1) voting percentage: the percentage of voting securities for each person identified in the organizational chart and (2) other control: if ...

You've just deposited a large sum of cash or received an unusually hefty check, and now you're wondering: Will your bank notify the IRS? Many people assume banks keep their transactions private, but ...

Improve operational efficiency in the trade and transaction reporting process with our scalable, regime-agnostic, end-to-end solution. Banks, brokers, and trading institutions, particularly those with ...

On November 28, 2023, the California Office of Health Care Affordability (“OHCA”) submitted proposed emergency regulations (the “Regulations”) on the reporting of certain transactions involving health ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The Municipal Securities Rulemaking Board said its board has approved the filing of amendments to its Rule G-14 on reports of sales or purchases to make "substantive changes" to time-shortening ...

The FCA’s proposed changes include three main areas: the shape of the Regime, the scope of reporting obligations, and the content of transaction reports. Several reporting fields would be removed or ...

A number of the regulations and directives regulating the financial market contains requirements on different types of reporting and record keeping. Nasdaq Commodities offers solutions needed for ...

To continue reading this content, please enable JavaScript in your browser settings and refresh this page. The introduction of the 1099-DA, Digital Asset Proceeds ...

Transactions over $10,000 trigger a currency transaction report under the Bank Secrecy Act. Structuring deposits to avoid reports can still alert banks and lead to a possible suspicious activity ...

Since the MiFIR transaction reporting regime came into force on 3 January, any investment firm that does not have a valid Legal Entity Identifier (LEI) may find it impossible to trade. That was the ...