The Republic

Participants in the WRAP and REALM programs have graduation

Mike Wolanin | The Republic Paige Sneed receives a certificate and gift card for graduating the Women Recovering with a Purpose (WRAP) program during a graduation ceremony in the Cal Brand Meeting ...
Financial Advisor

SEC Scrutinizes Wrap Fee Program Deficiencies

The Securities and Exchange Commission has sounded the alarm about the risks associated with wrap fee programs and is urging financial advisors who participate in them to implement policies to address ...
Nasdaq

Wrap Initiates Master Trainer Instructor Program at WOFT with Storm Training Group to Expand Non-Lethal Response and Drone-to-Human Intervention Training

Quarterly training programs designed to expand instructor capacity and provide Southeast law enforcement agencies with direct access to Wrap’s integrated Non-Lethal Response training and technology ...
JD Supra

Wrap Fee Programs Under Continued Scrutiny and Use of Investment Advisory Product Committees

Further to the Securities and Exchange Commission (“SEC” or the “Commission”)’s ongoing review of investment advisers offering wrap fee programs, on December 23, 2020, the Commission announced a ...
JD Supra

The SEC’s Division of Examinations Highlights Increased Concerns with Wrap Fee Programs

Given the continued popularity of recommending wrap fee programs to clients, the Securities and Exchange Commission’s (“SEC”) Division of Examinations (“DOE”) recently released a Risk Alert dated July ...